According to ChainCatcher, the U.S. Securities and Exchange Commission (SEC) submitted a proposal on crypto broker-dealer regulations to the White House on November 3, 2026, for regulatory review. The proposal covers four securities law provisions: Rule 15c3-1 (net capital requirements), Rule 15c3-3 (customer asset protection), Rule 17a-3 (record-keeping), and Rule 17a-4 (record retention). No public draft or release timeline has been announced.

View Source

Disclaimer: This content is for informational purposes only and does not constitute investment advice or encourage the buying or selling of crypto assets. It is intended to provide information about industry developments and is not directly related to the services offered by Gate TR. Although information obtained from third-party sources has been carefully reviewed, Gate TR assumes no responsibility for any errors or omissions. Crypto assets involve high risks and may experience significant price fluctuations. Before making any investment decisions, you should assess your financial situation and risk tolerance, conduct your own research, and make decisions independently.